Filings through .
Filed November 22, 2019 (most recent of 4 filings on file)
Total covered: 8 employees
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $150,939 |
Filed as: CERITY PARTNERS RETIREMENT PLAN ADV Service code 27 99 PARK AVE 16TH FL · NEW YORK, NY 10016 | Advisory (Plan) | $111,853 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $22,856 |
23 funds of $250K or more; 15 lines in all, holding $62.0M of the plan's $63.2M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Fidelity Freedom Index, mutual fund, 49% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 11 vintages | $30.4M | 49.1% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $7.0M | 11.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $4.4M | 7.2% |
| Fidelity Large Cap Growth Index Fund Fidelity (FMR) · Mutual fund Index | $4.3M | 7.0% |
| Empower Fully benefit-responsive investment, at contract value Empower · Insurance contract Recordkeeper's own fund | $3.0M | 4.9% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $3.0M | 4.9% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $2.3M | 3.7% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $2.2M | 3.5% |
| Fidelity Large Cap Value Index Fund Fidelity (FMR) · Mutual fund Index | $1.9M | 3.1% |
| American Funds US Government Sec R6 Capital Group · Mutual fund | $955K | 1.5% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.