Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MCF ADVISORS LLC2+ years Service code 26 · EIN 20-0566061 | Advisory (Participants) | $93,697 |
NYHART1 year Service code 15 · EIN 35-0966414 | Recordkeeping | $30,443 |
MCCREADY & KEENE INC.1 year Service code 15 · EIN 35-0500670 | Recordkeeping | $15,531 |
CROWE LLP2+ years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $13,000 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $10,225 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,155 | $36,700-31.5% | $171,082-85.3% | $63,975-60.7% |
| Participation rate | 36.9% | 61.5%-24.7pp | 76.7%-39.8pp | 71.1%-34.3pp |
| Annual return | 8.86% | 12.80%-3.9pp | 32.56%-23.7pp | 48.65%-39.8pp |
| Employer contribution / active EE | $375 | $1,210-69.0% | $4,002-90.6% | $2,182-82.8% |
| Participant deferral / active EE | $1,042 | $2,696-61.3% | $4,797-78.3% | $3,356-68.9% |
| Admin fee / account holder | $204 | $68+202.5% | $8,520-97.6% | $70+190.1% |