Filed April 21, 2017
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| Provider | Service type | Compensation |
|---|---|---|
SIGMA FINANCIAL CORPORATION2 years Filed as: SIGMA PLANNING CORPORATION Service code 15 · EIN 38-2472558 | Recordkeeping | $8,662 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $6,431 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,783 | $81,474-72.0% | $133,971-83.0% | $73,493-69.0% |
| Participation rate | 94.9% | 76.4%+18.5pp | 79.8%+15.0pp | 70.7%+24.2pp |
| Annual return | -4.82% | 19.40%-24.2pp | 45.09%-49.9pp | 28.51%-33.3pp |
| Employer contribution / active EE | $0 | $2,209-100.0% | $3,919-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $3,241 | $3,786-14.4% | $5,047-35.8% | $3,740-13.3% |
| Admin fee / account holder | $105 | $713-85.3% | $8,929-98.8% | $513-79.6% |