Filed March 2, 2017 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
JJB HILLIARD W L LYONS LLC2+ years Service code 49 · EIN 26-2333067 | Other Services | $6,585 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $2,219 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,766 | $87,841-16.0% | $133,980-44.9% | $62,891+17.3% |
| Participation rate | 93.6% | 83.4%+10.2pp | 87.1%+6.6pp | 69.3%+24.3pp |
| Annual return | 5.83% | 12.05%-6.2pp | 29.30%-23.5pp | 20.14%-14.3pp |
| Employer contribution / active EE | $2,705 | $3,483-22.3% | $5,211-48.1% | $2,281+18.6% |
| Participant deferral / active EE | $3,844 | $4,812-20.1% | $6,282-38.8% | $3,203+20.0% |
| Admin fee / account holder | $23 | $5,371-99.6% | $9,324-99.8% | $4,296-99.5% |