Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY GLOBAL Service code 27 · EIN 26-4310632 | Advisory (Plan) | $14,952 |
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $8,253 |
Filed as: RETIREMENT SOLUTIONS SPECIALISTS LL Service code 13 · EIN 27-0293282 | Contract Administrator | $5,566 |
5 funds of $250K or more; 22 lines in all, holding $4.7M of the plan's $4.8M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Nuveen Lifecycle Index, mutual fund, 1% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $784K | 16.8% |
| iii) Guaranteed investment contract: Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $690K | 14.8% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $457K | 9.8% |
| BNY Mellon Dynamic Value Fund BNY · Mutual fund | $434K | 9.3% |
| Pgim Total Return Bond Fund Class R6 Prudential (PGIM) · Mutual fund | $278K | 6.0% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $238K | 5.1% |
| Schwab Fdm Intl Equity Index Fd Charles Schwab · Mutual fund Index | $197K | 4.2% |
| Goldman Sachs Goldman Sachs GQG PRT INT O R6 Goldman Sachs · Mutual fund | $194K | 4.2% |
| The Hartford International Value Fund Class R6 Hartford Funds · Mutual fund | $189K | 4.1% |
| Lord Abbett Inf Focsd R6 Fund Lord Abbett · Mutual fund | $152K | 3.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line, 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.