Retirement plan

KASS SHULER SOLOMON SPECTOR FOYLE & SINGER P.A. 401(K) PSP

Name: KASS SHULER, P. A. - KASS SHULER SOLOMON SPECTOR FOYLE & SINGER P.A. 401(K) PSP (2016) Form 5500
Creator: KASS SHULER, P. A.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KASS SHULER SOLOMON SPECTOR FOYLE & SINGER P.A. 401(K) PSP, KASS SHULER, P. A.

KASS SHULER, P. A.EIN 59-2978197Plan #001PY 2016

1505 NORTH FLORIDA AVENUE - TAMPA, FL 336022613813-229-0900kassshuler.comLinkedIn201-500 employees

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$8.9M

-16.3% from 2015

Total participants

302

-28.6% from 2015

Average account balance

$32,871

+13.1% from 2015

Annual return

6.23%

+9.76 pp from 2015

Benchmarks

See 5,032 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,032 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$13.71M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$126K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

109

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

73.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$722K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.05%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$539

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 1 by compensation

Provider	Service type	Compensation
NORTHWESTERN MUTUAL INVESTMENT SERV2+ years Filed as: NORTHWESTERN MUTUAL WEALTH MGT Service code 27 · EIN 39-2018056	Advisory (Plan)	$37,494

Plan features & details

Pension benefit codes2A2E2J2K3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$38K

$266 / participant

Investment mgmt$38K100.0%

% of EOY assets

0.423%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: CHERRY BEKAERT LLP
Auditor EIN: 560574444
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$32,871

$75,183-56.3%

$123,894-73.5%

$55,167-40.4%

Participation rate

77.3%

72.8%+4.5pp

81.4%-4.1pp

69.0%+8.3pp

Annual return

6.23%

19.01%-12.8pp

47.52%-41.3pp

169.23%-163.0pp

Employer contribution / active EE

$539

$2,823-80.9%

$4,617-88.3%

$1,963-72.5%

Participant deferral / active EE

$3,470

$5,084-31.8%

$5,984-42.0%

$3,054+13.6%

Admin fee / account holder

$139

$663-79.0%

$8,357-98.3%

$504-72.4%

Provider

Service type

Compensation

NORTHWESTERN MUTUAL INVESTMENT SERV2+ years

Filed as: NORTHWESTERN MUTUAL WEALTH MGT

Service code 27 · EIN 39-2018056

Advisory (Plan)

$37,494

KASS SHULER SOLOMON SPECTOR FOYLE & SINGER P.A. 401(K) PSP

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KASS SHULER SOLOMON SPECTOR FOYLE & SINGER P.A. 401(K) PSP

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion