Filed November 30, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $91,141 |
SAGEVIEW ADVISORY GROUP, LLC2+ years Filed as: SAGEVIEW ADVISORY GROUP Service code 27 · EIN 33-0818667 | Advisory (Plan) | $40,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,452 | $80,177+51.5% | $123,892-2.0% | $57,658+110.6% |
| Participation rate | 94.7% | 74.4%+20.2pp | 81.4%+13.3pp | 70.2%+24.5pp |
| Annual return | 6.76% | 17.90%-11.1pp | 47.52%-40.8pp | 5.13%+1.6pp |
| Employer contribution / active EE | $2,538 | $2,913-12.9% | $4,617-45.0% | $1,974+28.6% |
| Participant deferral / active EE | $10,728 | $5,130+109.1% | $5,984+79.3% | $3,061+250.5% |
| Admin fee / account holder | $157 | $106+47.4% | $8,357-98.1% | $95+65.7% |