Filed December 10, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
QUALIFIED PLANS, LLC2+ years Service code 13 · EIN 58-2605083 | Contract Administrator | $55,680 |
Filed as: MARIETTA WEALTH MANAGEMENT, LLC Service code 27 | Advisory (Plan) | $42,540 |
HENSSLER ASSET MANAGEMENT LLC2+ years Filed as: HENSSLER ASSET MANAGEMENT, LLC Service code 27 · EIN 58-2380817 | Advisory (Plan) | $10,203 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $6,995 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $49 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB INVESTMENT MGMT INC Service code 58 · EIN 94-3106735 | Product termination fees (surrender c... | $0 |
Service code 27 · EIN 47-5329166 | Advisory (Plan) | $0 |
Filed as: MASS MUTUAL LIFE INSURANCE COMPANY Service code 60 | Sub-TA Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,175 | $80,177-27.4% | $123,892-53.0% | $57,658+0.9% |
| Participation rate | 85.9% | 74.4%+11.4pp | 81.4%+4.5pp | 70.2%+15.7pp |
| Annual return | 16.77% | 17.90%-1.1pp | 47.52%-30.7pp | 5.13%+11.6pp |
| Employer contribution / active EE | $1,228 | $2,913-57.8% | $4,617-73.4% | $1,974-37.8% |
| Participant deferral / active EE | $4,972 | $5,130-3.1% | $5,984-16.9% | $3,061+62.5% |
| Admin fee / account holder | $10 | $106-90.3% | $8,357-99.9% | $95-89.1% |