Filed August 31, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $30,934 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,642 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $138,225 | $46,100+199.8% | $86,590+59.6% | $69,631+98.5% |
| Participation rate | 34.0% | 67.2%-33.1pp | 73.5%-39.5pp | 70.7%-36.6pp |
| Annual return | 16.41% | 21.02%-4.6pp | 964.84%-948.4pp | 27571.02%-27554.6pp |
| Employer contribution / active EE | $578 | $1,850-68.8% | $2,839-79.7% | $2,032-71.6% |
| Participant deferral / active EE | $1,879 | $2,432-22.7% | $3,609-47.9% | $3,224-41.7% |
| Admin fee / account holder | $209 | $94+122.6% | $4,906-95.7% | $110+89.1% |