Filings through .
Filed May 9, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $52,665 |
FORVIS MAZARS, LLP1 year Service code 10 · EIN 44-0160260 | Accounting | $13,500 |
10 funds of $250K or more; 12 lines in all, holding $8.4M of the plan's $8.6M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Nuveen Lifecycle Index, mutual fund, 77% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 12 vintages | $6.5M | 77.3% |
| Vanguard Large-Cap Index Fund Vanguard · Mutual fund Index | $750K | 8.9% |
| Insurance Company General Account MassMutual Life Insurance Company MassMutual · Insurance contract | $330K | 3.9% |
| Vanguard Mid-Cap Index Fund Vanguard · Mutual fund Index | $243K | 2.9% |
| Allspring Core Plus Bond Fund Class R6 Allspring · Mutual fund | $161K | 1.9% |
| The Hartford International Opportunities Fund Hartford Funds · Mutual fund | $135K | 1.6% |
| AllianceBernstein Large Cap Growth Z AllianceBernstein · Other | $128K | 1.5% |
| Vanguard Small-Cap Index Fund Vanguard · Mutual fund Index | $97K | 1.2% |
| Nomura Small Cap Value Fund Class R6 Macquarie / Nomura · Mutual fund | $53K | 0.6% |
| Allspring Special Mid Cap Value Fund Allspring · Mutual fund | $11K | 0.1% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.