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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 27 · EIN 13-5674085 1400 AMERICAN BLVD, BLDG 4 · PENNINGTON, NJ 08534 | Advisory (Plan) | $41,352 |
EMPOWER ADVISORY GROUP, LLC1+ years Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 64 · EIN 06-0974148 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $23,852 |
11 funds of $250K or more; 19 lines in all, holding $10.8M of the plan's $11.2M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: JPMorgan SmartRetirement, mutual fund, 41% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan SmartRetirement JPMorgan · Mutual fund Target-date, 9 vintages | $4.5M | 41.4% |
| General Account Empower · Insurance contract Recordkeeper's own fund | $1.6M | 14.7% |
| iShares S&P 500 Inex BlackRock · ETF Index | $1.6M | 14.6% |
| Empower Alger Capital Appreciation Instl Empower · Other Recordkeeper's own fund | $782K | 7.2% |
| MFS Blended Research Core MFS (Sun Life) · Mutual fund | $488K | 4.5% |
| iShares MSCI EAFE Intl Indx K BlackRock · ETF Index | $348K | 3.2% |
| Franklin Growth Fund Class R6 Franklin Templeton · Mutual fund | $264K | 2.4% |
| Franklin Small CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $187K | 1.7% |
| Invesco Small Cap Growth Fund Invesco · Mutual fund | $158K | 1.5% |
| New World Fund Inc Capital Group · Mutual fund | $133K | 1.2% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.