Filed October 18, 2004 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO3+ years Service code 15 · EIN 04-2647786 | Recordkeeping | $306,769 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,650 | $53,684-13.1% | $170,435-72.6% | $80,976-42.4% |
| Participation rate | 64.0% | 69.2%-5.2pp | 83.6%-19.6pp | 68.3%-4.3pp |
| Annual return | 27.26% | 25.97%+1.3pp | 205.94%-178.7pp | 22.91%+4.3pp |
| Employer contribution / active EE | $21 | $1,642-98.7% | $5,432-99.6% | $2,402-99.1% |
| Participant deferral / active EE | $2,610 | $3,017-13.5% | $4,939-47.2% | $3,848-32.2% |
| Admin fee / account holder | $21 | $46-53.8% | $13,881-99.8% | $67-68.3% |