Filed February 29, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC.RPCS Service code 26 · EIN 13-2638166 315 DEADERICK STREET, 5TH FLOO · NASHVILLE, TN 37238 | Advisory (Participants) | $21,309 |
PAYCHEX, INC.1 year Service code 15 · EIN 16-1124166 911 PANORAMA TRAIL S · ROCHESTER, NY 14625 | Recordkeeping | $19,312 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,772 | $50,919-31.7% | $155,556-77.6% | $77,762-55.3% |
| Participation rate | 61.1% | 63.1%-1.9pp | 78.2%-17.1pp | 70.6%-9.4pp |
| Annual return | 16.03% | 34.84%-18.8pp | 64.84%-48.8pp | 31.27%-15.2pp |
| Employer contribution / active EE | $1,933 | $1,991-3.0% | $4,675-58.7% | $2,728-29.2% |
| Participant deferral / active EE | $2,601 | $2,824-7.9% | $5,631-53.8% | $4,651-44.1% |
| Admin fee / account holder | $150 | $437-65.6% | $15,885-99.1% | $433-65.2% |