Filed December 27, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,700 | $71,666-83.7% | $117,854-90.1% | $69,631-83.2% |
| Participation rate | 35.5% | 77.5%-42.0pp | 79.7%-44.1pp | 70.7%-35.1pp |
| Annual return | 27.67% | 18.86%+8.8pp | 335.08%-307.4pp | 27571.02%-27543.4pp |
| Employer contribution / active EE | $341 | $1,889-81.9% | $3,786-91.0% | $2,032-83.2% |
| Participant deferral / active EE | $871 | $3,340-73.9% | $4,482-80.6% | $3,224-73.0% |
| Admin fee / account holder | $0 | $120-100.0% | $8,020-100.0% | $110-100.0% |