Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $1,900 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,615 | $71,192+42.7% | $117,854-13.8% | $62,292+63.1% |
| Participation rate | 69.3% | 74.2%-4.9pp | 79.7%-10.4pp | 69.5%-0.2pp |
| Annual return | 15.27% | 18.66%-3.4pp | 335.08%-319.8pp | 28.90%-13.6pp |
| Employer contribution / active EE | $1,147 | $1,934-40.7% | $3,786-69.7% | $2,042-43.8% |
| Participant deferral / active EE | $3,061 | $3,189-4.0% | $4,482-31.7% | $3,169-3.4% |
| Admin fee / account holder | $45 | $587-92.4% | $8,020-99.4% | $479-90.7% |