Filed May 11, 2022 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
FOCUS 401K GROUP, LLC1+ years Service code 15 · EIN 47-1258840 | Recordkeeping | $9,714 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $800 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,261 | $62,561-48.4% | $105,218-69.3% | $52,331-38.4% |
| Participation rate | 85.1% | 70.4%+14.8pp | 77.2%+7.9pp | 68.1%+17.0pp |
| Annual return | 3.86% | 8.71%-4.9pp | 5.33%-1.5pp | 4.54%-0.7pp |
| Employer contribution / active EE | $1,061 | $2,137-50.4% | $3,255-67.4% | $1,882-43.6% |
| Participant deferral / active EE | $3,582 | $3,355+6.8% | $4,867-26.4% | $3,022+18.5% |
| Admin fee / account holder | $57 | $198-71.4% | $6,992-99.2% | $592-90.4% |