Retirement plan

THOMPSON TECHNOLOGIES, INC. 401(K) PLAN

Name: THOMPSON TECHNOLOGIES, INC. - THOMPSON TECHNOLOGIES, INC. 401(K) PLAN (2017) Form 5500
Creator: THOMPSON TECHNOLOGIES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THOMPSON TECHNOLOGIES, INC. 401(K) PLAN, THOMPSON TECHNOLOGIES, INC.

THOMPSON TECHNOLOGIES, INC.EIN 58-2161727Plan #001PY 2017

200 GALLERIA PARKWAY, SUITE 1100 - ATLANTA, GA 30339770-794-8380thompsontechkc.comLinkedIn1-10 employeesinformation technology and services

Prospect flagsLow assets / participantLow fidelity bond

How to read this page

Total assets (EOY)

$6.1M

+40.0% from 2016

Total participants

304

+24.6% from 2016

Average account balance

$22,945

+14.6% from 2016

Annual return

22.40%

+15.03 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$3.53M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$35K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

101

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

73.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$221K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.52%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$188

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
RETIREMENT STRATEGIES, INC.2 years Filed as: RETIREMENT STRATEGIES, INC Service code 13 · EIN 58-2380163 229 FURY'S FERRY ROAD · AUGUSTA, GA 30907	Contract Administrator	$3,740
MERRILL LYNCH PIERCE FENNER & SMITH1 year Filed as: MERRILL LYNCH Service code 22 · EIN 13-2808480	Insurance Broker	$2,274
TRANSAMERICA RETIREMENT SOLUTIONS2 years Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 36-6071399	Recordkeeping	$601
RETIREMENT STRATEGIES, INC.3+ years Service code 13	Contract Administrator	$448

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$4K

$26 / participant

Other / not subdivided$4K100.0%

% of EOY assets

0.070%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WILLIAMS, BENATOR & LIBBY, LLP
Auditor EIN: 581460137
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$22,945

$80,753-71.6%

$136,298-83.2%

$62,293-63.2%

Participation rate

76.2%

73.5%+2.7pp

81.9%-5.7pp

69.5%+6.7pp

Annual return

22.40%

35.83%-13.4pp

5156.27%-5133.9pp

28.90%-6.5pp

Employer contribution / active EE

$1,288

$2,884-55.3%

$4,696-72.6%

$2,042-36.9%

Participant deferral / active EE

$4,007

$5,164-22.4%

$6,247-35.9%

$3,169+26.4%

Admin fee / account holder

$16

$525-96.9%

$9,244-99.8%

$479-96.6%

Provider

Service type

Compensation

RETIREMENT STRATEGIES, INC.2 years

Filed as: RETIREMENT STRATEGIES, INC

Service code 13 · EIN 58-2380163

229 FURY'S FERRY ROAD · AUGUSTA, GA 30907

Contract Administrator

$3,740

MERRILL LYNCH PIERCE FENNER & SMITH1 year

Filed as: MERRILL LYNCH

Service code 22 · EIN 13-2808480

Insurance Broker

$2,274

TRANSAMERICA RETIREMENT SOLUTIONS2 years

Filed as: TRANSAMERICA LIFE INSURANCE COMPANY

Service code 15 · EIN 36-6071399

Recordkeeping

$601

RETIREMENT STRATEGIES, INC.3+ years

Service code 13

Contract Administrator

$448

THOMPSON TECHNOLOGIES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THOMPSON TECHNOLOGIES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion