Filings through .
Filed June 8, 2017 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $37,352 |
SAGEVIEW ADVISORY GROUP, LLC11+ years Service code 28 1920 MAIN ST STE 800 · IRVINE, CA 92614 | Investment Management | $29,531 |
13 funds of $250K or more; 14 lines in all, holding $10.9M of the plan's $11.5M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 21% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $2.3M | 21.4% |
| MFS Mid Cap Value Fund R6 MFS (Sun Life) · Mutual fund | $1.4M | 13.2% |
| Fidelity Total Market Index Fund Fidelity (FMR) · Mutual fund Index | $1.3M | 12.4% |
| T. Rowe Price All-Cap Opportunities Fund T. Rowe Price · Mutual fund | $1.2M | 10.8% |
| Morley Stable Value Fund Principal · Stable value Stable value | $967K | 8.9% |
| T. Rowe Price Overseas Stock Fund-I Class T. Rowe Price · Mutual fund | $897K | 8.2% |
| T. Rowe Price Mid-Cap Growth Fund, Inc. T. Rowe Price · Mutual fund | $751K | 6.9% |
| PIMCO RAE US Small Fund Institutional Class PIMCO (Allianz) · Mutual fund | $623K | 5.7% |
| MFS Value Fund R6 MFS (Sun Life) · Mutual fund | $517K | 4.7% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $232K | 2.1% |
Likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighColumbia Small Cap Value and Inflection Fund Institutional 3 Class to PIMCO RAE US Small Fund Institutional Class | $658K to $623K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.