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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP5 years Filed as: PRINCIPAL LIFE INSURANCE CO Service code 13 · EIN 42-0127290 | Contract Administrator | $39,610 |
TRUIST BANK4 years Filed as: TRUIST ADVISORY SERVICES, INC. Service code 27 · EIN 37-1808847 | Advisory (Plan) | $13,833 |
ERISA SERVICES, INC.5 years Service code 13 · EIN 62-1200951 | Contract Administrator | $6,759 |
LPL FINANCIAL1 year Filed as: LPL FINACIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Service code 27 | Advisory (Plan) | $0 |
3 funds of $250K or more; 6 lines in all, holding $9.8M of the plan's $9.8M. From the 2025 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| 2024 Assets Investments Manager not matched · Other | $8.1M | 82.7% |
| Net appreciation in fair value of investments Manager not matched · Other | $1.2M | 12.7% |
| Investments At Contract Value Manager not matched · Insurance contract | $437K | 4.5% |
| Additions Investment income Interest and dividends Manager not matched · Other | $13K | 0.1% |
| Employee contributions Manager not matched · Other | $545 | <0.1% |
| Receivables Sponsor contributions Manager not matched · Other | $354 | <0.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.