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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $121,525 |
Filed as: UBS FINANCIAL SERVICES Service code 16 · EIN 13-2628166 | Consulting | $60,000 |
WINDHAM BRANNON1 year Filed as: WINDHAM BRANNON, LLC Service code 16 · EIN 58-1763439 | Consulting | $23,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $288,408 | $122,128+136.2% | $147,117+96.0% | $200,096+44.1% |
| Participation rate | 87.0% | 78.2%+8.8pp | 82.2%+4.8pp | 72.0%+14.9pp |
| Annual return | 16.95% | 30.58%-13.6pp | 420.54%-403.6pp | 34.26%-17.3pp |
| Employer contribution / active EE | $12,160 | $4,093+197.1% | $4,932+146.5% | $3,038+300.3% |
| Participant deferral / active EE | $9,443 | $8,484+11.3% | $8,065+17.1% | $5,090+85.5% |
| Admin fee / account holder | $149 | $180-17.1% | $12,993-98.9% | $269-44.7% |