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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $121,525 |
Filed as: UBS FINANCIAL SERVICES Service code 16 · EIN 13-2628166 | Consulting | $60,000 |
WINDHAM BRANNON1 year Filed as: WINDHAM BRANNON, LLC Service code 16 · EIN 58-1763439 | Consulting | $23,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $288,408 | $122,259+135.9% | $147,041+96.1% | $199,874+44.3% |
| Participation rate | 87.0% | 78.3%+8.7pp | 82.2%+4.8pp | 72.0%+15.0pp |
| Annual return | 16.95% | 30.58%-13.6pp | 419.21%-402.3pp | 34.28%-17.3pp |
| Employer contribution / active EE | $12,160 | $4,097+196.8% | $4,935+146.4% | $3,036+300.5% |
| Participant deferral / active EE | $9,443 | $8,504+11.0% | $8,071+17.0% | $5,090+85.5% |
| Admin fee / account holder | $149 | $179-16.8% | $13,006-98.9% | $269-44.7% |