Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC11+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 1000 HARBOR BLVD. #6 · WEEHAWKEN, NJ 070866761 | Advisory (Plan) | $25,463 |
Filed as: MUTUAL OF AMERICA LIFE INSURANCE Service code 12 · EIN 13-1614399 320 PARK AVENUE · NEW YORK, NY 10022 | Claims processing; Recordkeeping and ... | $180 |
25 funds of $250K or more; 26 lines in all, holding $14.5M of the plan's $14.7M. From the 2025 filing. Recordkeeper: Mutual of America.
Target-date series: JPMorgan SmartRetirement, mutual fund, 29% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan SmartRetirement JPMorgan · Mutual fund Target-date, 9 vintages | $4.3M | 29.5% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $998K | 6.9% |
| MFS International Intrinsic Equity Fund R6 MFS (Sun Life) · Mutual fund | $939K | 6.5% |
| AP BNY Mellon Sml Cap Stk Index I BNY · Other Index | $757K | 5.2% |
| Columbia Dividend Income Fund Institutional 3 Class Ameriprise (Columbia Threadneedle) · Mutual fund | $732K | 5.0% |
| BNY Mellon Midcap Index Fund, Inc. Class I BNY · Mutual fund Index | $608K | 4.2% |
| Nuveen Large Cap Growth Index Fund Class R6 TIAA (Nuveen) · Mutual fund Index | $592K | 4.1% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $569K | 3.9% |
| Tiaa Stable Value TIAA (Nuveen) · Insurance contract | $561K | 3.9% |
| Subtotal Insurance Company General Contract Manager not matched · Insurance contract | $561K | 3.9% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.