Filed February 26, 2020
| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $543,093 |
SECURITIES AMERICA INC8+ years Service code 27 · EIN 47-0648506 | Advisory (Plan) | $412,613 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,457 | $89,497-52.6% | $69,888-39.3% | $78,104-45.6% |
| Participation rate | 95.0% | 79.9%+15.0pp | 70.5%+24.5pp | 74.5%+20.5pp |
| Annual return | -17.57% | -12.39%-5.2pp | 190.87%-208.4pp | 10.90%-28.5pp |
| Employer contribution / active EE | $2,562 | $3,152-18.7% | $2,560+0.1% | $3,128-18.1% |
| Participant deferral / active EE | $4,338 | $4,564-5.0% | $3,849+12.7% | $5,089-14.8% |
| Admin fee / account holder | $93 | $78+19.7% | $6,267-98.5% | $79+17.8% |