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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SIGNATURE ESTATE AND INVESTMENT ADV Service code 27 · EIN 95-4806910 | Advisory (Plan) | $11,733 |
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS, Service code 15 · EIN 13-3689044 | Recordkeeping | $9,731 |
TRI-AD ACTUARIES, INC.8 years Service code 13 · EIN 95-2887986 | Contract Administrator | $9,212 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 33 · EIN 36-4319587 | Securities brokerage commissions and ... | $7,137 |
Service code 33 · EIN 95-4806910 | Securities brokerage commissions and ... | $3,414 |
MERCER1 year Filed as: MERCER GLOBAL ADVISORS INC Service code 33 · EIN 74-3257877 | Securities brokerage; Securities brok... | $2,537 |
ASCENSUS LLC1 year Filed as: FUTUREPLAN BY ASCENSUS- KRAVITZ Service code 15 · EIN 95-3207191 | Recordkeeping | $2,425 |
EP WEALTH ADVISORS LLC1 year Service code 33 · EIN 33-0152539 | Securities brokerage commissions and ... | $1,659 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $148 |
Filed as: CHARLES SCHWAB & CO, INC Service code 33 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,544 | $61,356+57.4% | $149,696-35.5% | $71,511+35.0% |
| Participation rate | 100.0% | 62.5%+37.5pp | 78.8%+21.2pp | 67.9%+32.1pp |
| Annual return | -3.88% | 35.86%-39.7pp | 134.46%-138.3pp | 28.86%-32.7pp |
| Employer contribution / active EE | $7,516 | $2,382+215.6% | $4,821+55.9% | $2,589+190.3% |
| Participant deferral / active EE | $5,373 | $2,920+84.0% | $5,682-5.4% | $4,291+25.2% |
| Admin fee / account holder | $316 | $1,263-75.0% | $13,212-97.6% | $1,588-80.1% |