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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 91-1035498 | Recordkeeping | $27,153 |
Filed as: SIGNATURE ESTATE AND INVESTMENT ADV Service code 27 · EIN 95-4806910 | Advisory (Plan) | $20,585 |
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS, Service code 15 · EIN 13-3689044 | Recordkeeping | $14,753 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 33 · EIN 36-4319587 | Securities brokerage; Securities brok... | $9,215 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,417 | $55,470+63.0% | $155,556-41.9% | $74,478+21.4% |
| Participation rate | 100.0% | 61.9%+38.1pp | 78.2%+21.8pp | 67.2%+32.8pp |
| Annual return | 11.76% | 269.80%-258.0pp | 64.84%-53.1pp | 1370.56%-1358.8pp |
| Employer contribution / active EE | $6,713 | $2,267+196.1% | $4,675+43.6% | $2,626+155.6% |
| Participant deferral / active EE | $4,809 | $2,838+69.5% | $5,631-14.6% | $4,350+10.6% |
| Admin fee / account holder | $307 | $1,744-82.4% | $15,885-98.1% | $1,946-84.2% |