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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES2+ years Filed as: RAYMOND JAMES FINANCIAL SVCS ADVSRS Service code 27 · EIN 59-2937883 | Advisory (Plan) | $39,477 |
Service code 37 · EIN 04-2647786 | Loan Processing | $694 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $196,342 | $50,643+287.7% | $106,619+84.2% | $55,167+255.9% |
| Participation rate | 67.3% | 65.6%+1.7pp | 78.0%-10.7pp | 69.0%-1.7pp |
| Annual return | 9.96% | 7.02%+2.9pp | 9.42%+0.5pp | 169.23%-159.3pp |
| Employer contribution / active EE | $2,401 | $1,626+47.7% | $3,947-39.2% | $1,963+22.3% |
| Participant deferral / active EE | $5,096 | $2,208+130.8% | $3,930+29.7% | $3,054+66.9% |
| Admin fee / account holder | $467 | $488-4.3% | $6,418-92.7% | $504-7.3% |