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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $51,094 |
Filed as: BANK OF MARIN Service code 16 · EIN 47-1711118 | Consulting | $23,755 |
Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,042 | $85,135+52.7% | $98,920+31.5% | $73,412+77.1% |
| Participation rate | 100.0% | 81.1%+18.9pp | 76.0%+24.0pp | 72.2%+27.8pp |
| Annual return | 14.29% | 19.14%-4.8pp | 196.47%-182.2pp | 59.30%-45.0pp |
| Employer contribution / active EE | $7,134 | $2,721+162.2% | $2,689+165.3% | $2,234+219.4% |
| Participant deferral / active EE | $7,764 | $4,349+78.5% | $4,245+82.9% | $3,806+104.0% |
| Admin fee / account holder | $141 | $139+0.9% | $6,643-97.9% | $158-11.0% |