Filed April 18, 2023 (most recent of 9 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $248,709 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,896 | $67,512-0.9% | $185,854-64.0% | $93,010-28.1% |
| Participation rate | 58.4% | 67.1%-8.7pp | 81.7%-23.3pp | 73.9%-15.5pp |
| Annual return | 11.81% | 21.04%-9.2pp | 122.12%-110.3pp | 158.70%-146.9pp |
| Employer contribution / active EE | $0 | $1,783-100.0% | $5,169-100.0% | $2,705-100.0% |
| Participant deferral / active EE | $2,934 | $3,035-3.3% | $5,569-47.3% | $4,561-35.7% |
| Admin fee / account holder | $78 | $318-75.5% | $16,246-99.5% | $152-48.8% |