Filings through .
Filed March 29, 2019 (most recent of 2 filings on file)
Street address, email and phone are on Pro, free for 7 days.
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $84,933 |
Service code 27 PO BOX 735399 · DALLAS, TX 753735399 | Advisory (Plan) | $29,715 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $10,802 |
15 funds of $250K or more; 27 lines in all, holding $14.1M of the plan's $14.6M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 52% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $7.4M | 52.2% |
| Vanguard Emerging Markets Stock Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.7M | 19.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $708K | 5.0% |
| Growth Fund R6 Class American Century · Mutual fund | $607K | 4.3% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $386K | 2.7% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $288K | 2.0% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $288K | 2.0% |
| JPMorgan U.S. Equity Fund Class R6 JPMorgan · Mutual fund | $256K | 1.8% |
| Columbia Seligman Communications & Information Fund 3 Ameriprise (Columbia Threadneedle) · Mutual fund | $255K | 1.8% |
| Large Cap International Portfolio - Institutional Class Dimensional · Mutual fund | $230K | 1.6% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.