Filings through .
Filed September 12, 2017
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP4 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $95,094 |
MARSH & MCLENNAN AGENCY LLC3 years Filed as: MMA SECURITIES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $43,000 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $370 |
17 funds of $250K or more; 13 lines in all, holding $36.5M of the plan's $38.8M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 22% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| SEI Trust Company Prin/BR S&P 500 Index CIT N SEI · Collective trust Index | $16.2M | 44.5% |
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $7.9M | 21.5% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $3.1M | 8.5% |
| American Funds AmerMut R6 Fd Capital Group · Mutual fund | $2.3M | 6.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $2.1M | 5.6% |
| PIMCO Stable Inc FD II Fdrs CL PIMCO (Allianz) · Stable value Stable value | $1.2M | 3.4% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 3.1% |
| BlackRock MSCI ACWI ex-US In R BlackRock · Collective trust | $975K | 2.7% |
| Registered Investment Company American Century Investments American Century · Mutual fund | $927K | 2.5% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $349K | 1.0% |
Added 1 fund, dropped 1 fund, likely replaced 2 funds.
| Fund | Year-end value |
|---|---|
| ReplacedHighPrin/BR S&P 500 Index CIT N to SEI Trust Company Prin/BR S&P 500 Index CIT N | $14.3M to $16.2M |
| ReplacedHighColumbia Trust Stbl Inc Adm 0 to Registered Investment Company American Century Investments | $1.4M to $927K |
| DroppedMFS Investment Management MFS New Discovery R3 Fund | $814K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.