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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $17,921 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $7,552 |
ADP BROKER-DEALER10+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,920 | $101,653-73.5% | $147,080-81.7% | $74,459-63.8% |
| Participation rate | 95.5% | 75.6%+20.0pp | 82.2%+13.4pp | 67.2%+28.3pp |
| Annual return | 15.38% | 8754.98%-8739.6pp | 420.17%-404.8pp | 1369.70%-1354.3pp |
| Employer contribution / active EE | $1,124 | $3,813-70.5% | $4,933-77.2% | $2,626-57.2% |
| Participant deferral / active EE | $3,561 | $7,304-51.2% | $8,066-55.9% | $4,350-18.1% |
| Admin fee / account holder | $87 | $1,752-95.0% | $12,989-99.3% | $1,945-95.5% |