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| Provider | Service type | Compensation |
|---|---|---|
IRON-CO-FID-COMPREHENSIVE3 years Filed as: IRON FINANCIAL, LLC Service code 26 630 DUNDEE ROAD · NORTHBROOK, IL 60062 | Advisory (Participants) | $29,637 |
ASPIRE FINANCIAL SERVICES3 years Service code 15 4010 BOYSCOTT · TAMPA, FL 33607 | Recordkeeping | $6,905 |
TD AMERITRADE, INC.3 years Filed as: TD AMERITRADE TRUST Service code 19 · EIN 20-0937408 | Securities Custodian | $2,836 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,244 | $73,102-39.5% | $123,552-64.2% | $56,287-21.4% |
| Participation rate | 99.5% | 74.3%+25.2pp | 82.3%+17.2pp | 69.9%+29.6pp |
| Annual return | -4.69% | 3.01%-7.7pp | 119.20%-123.9pp | -9.96%+5.3pp |
| Employer contribution / active EE | $3,969 | $2,977+33.3% | $4,628-14.2% | $2,111+88.0% |
| Participant deferral / active EE | $6,978 | $5,423+28.7% | $6,426+8.6% | $3,350+108.3% |
| Admin fee / account holder | $209 | $554-62.3% | $9,285-97.8% | $521-59.9% |