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| Provider | Service type | Compensation |
|---|---|---|
SIGNATURE ESTATE & INVESTMENT1+ years Filed as: SIGNATURE ESTATE & INVESTMENT ADVIS Service code 27 · EIN 95-4806910 | Advisory (Plan) | $14,108 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $9,012 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,884 | $27,330-27.2% | $67,704-70.6% | $55,191-64.0% |
| Participation rate | 77.7% | 47.5%+30.1pp | 67.5%+10.2pp | 69.2%+8.5pp |
| Annual return | 7.51% | 8.81%-1.3pp | 25.41%-17.9pp | 10.78%-3.3pp |
| Employer contribution / active EE | $1,026 | $855+20.0% | $2,559-59.9% | $1,899-46.0% |
| Participant deferral / active EE | $1,622 | $1,709-5.1% | $3,585-54.8% | $3,046-46.8% |
| Admin fee / account holder | $74 | $109-32.6% | $4,255-98.3% | $91-18.9% |