Filed November 18, 2021
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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT1 year Filed as: RBC CAPITAL MARKETS LLC Service code 49 · EIN 41-1416330 | Other Services | $43,870 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $27,498 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,376 | $81,537-66.4% | $149,721-81.7% | $69,631-60.7% |
| Participation rate | 95.8% | 86.1%+9.7pp | 87.1%+8.8pp | 70.7%+25.1pp |
| Annual return | 21.19% | 22.79%-1.6pp | 1501.67%-1480.5pp | 27571.02%-27549.8pp |
| Employer contribution / active EE | $3,194 | $3,239-1.4% | $5,444-41.3% | $2,032+57.2% |
| Participant deferral / active EE | $6,332 | $4,994+26.8% | $6,568-3.6% | $3,224+96.4% |
| Admin fee / account holder | $35 | $107-66.8% | $11,282-99.7% | $110-67.9% |