Filed January 5, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 55 | Other Commissions | $11,592 |
Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC Service code 15 · EIN 26-1589907 | Recordkeeping | $1,087 |
RELIANCE TRUST COMPANY2+ years Service code 19 · EIN 58-1428634 | Securities Custodian | $132 |
Filed as: ENVESTNET RETIREMENT SOLUTIONS Service code 27 | Advisory (Plan) | $0 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 52 | Indirect Investment Fees | $0 |
Filed as: MERRILL LYNCH PIERCE FENNER SMITH I Service code 55 · EIN 13-5674085 | Other Commissions | $0 |
Service code 27 · EIN 36-3429599 | Advisory (Plan) | $0 |
Filed as: MESIROW FINANCIAL INVESTMENT, INC Service code 27 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,427 | $50,898-6.8% | $171,082-72.3% | $55,167-14.0% |
| Participation rate | 50.7% | 63.3%-12.6pp | 76.7%-26.0pp | 69.0%-18.3pp |
| Annual return | 4.59% | 15.34%-10.8pp | 32.56%-28.0pp | 169.23%-164.6pp |
| Employer contribution / active EE | $519 | $1,433-63.8% | $4,002-87.0% | $1,963-73.5% |
| Participant deferral / active EE | $3,409 | $2,994+13.9% | $4,797-28.9% | $3,054+11.6% |
| Admin fee / account holder | $11 | $500-97.9% | $8,520-99.9% | $504-97.9% |