Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $6,742 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $6,420 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,236 | $63,114-53.7% | $92,915-68.5% | $65,186-55.2% |
| Participation rate | 39.4% | 68.8%-29.4pp | 76.0%-36.6pp | 70.2%-30.8pp |
| Annual return | 10.35% | 28.75%-18.4pp | 109.45%-99.1pp | 29.39%-19.0pp |
| Employer contribution / active EE | $1,045 | $2,571-59.3% | $3,653-71.4% | $2,177-52.0% |
| Participant deferral / active EE | $1,297 | $3,108-58.3% | $4,238-69.4% | $3,514-63.1% |
| Admin fee / account holder | $92 | $624-85.3% | $5,796-98.4% | $847-89.2% |