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| Provider | Service type | Compensation |
|---|---|---|
Filed as: HARRIS, HARVEY, NEAL & CO LLP Service code 10 · EIN 54-0643136 | Accounting | $14,500 |
Filed as: MERRILL LYNCH Service code 19 · EIN 13-5674085 | Securities Custodian | $13,076 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,079 | $91,179+36.1% | $178,499-30.5% | $79,852+55.4% |
| Participation rate | 98.9% | 69.2%+29.7pp | 81.9%+16.9pp | 69.6%+29.2pp |
| Annual return | 8.69% | 24.19%-15.5pp | 151.10%-142.4pp | 31.72%-23.0pp |
| Employer contribution / active EE | $5,509 | $3,256+69.2% | $5,011+9.9% | $2,471+122.9% |
| Participant deferral / active EE | $4,237 | $3,236+30.9% | $5,202-18.6% | $3,740+13.3% |
| Admin fee / account holder | $260 | $6,749-96.1% | $13,986-98.1% | $5,306-95.1% |