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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $58,098 |
CETERA FINANCIAL GROUP2 years Filed as: CETERA INVESTMENT ADVISERS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $28,911 |
17 funds of $250K or more; 21 lines in all, holding $15.4M of the plan's $16.0M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 44% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $6.7M | 43.5% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.4M | 22.0% |
| Vanguard Large-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.2M | 8.1% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $983K | 6.4% |
| Vanguard Group Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund | $636K | 4.1% |
| Vanguard Balanced Index Fund Admiral Shares Vanguard · Mutual fund Index | $585K | 3.8% |
| Vanguard Dividend Growth Fund Investor Shares Vanguard · Mutual fund | $343K | 2.2% |
| Vanguard Small-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $317K | 2.1% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $287K | 1.9% |
| Principal Stable Value Z Fund Principal · Stable value Stable valueRecordkeeper's own fund | $250K | 1.6% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.