Filed June 1, 2015 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 99 · EIN 71-0294708 | Other Fees | $90,203 |
Filed as: AMERITAS INVESTMENT CORP Service code 99 · EIN 47-0663374 | Other Fees | $24,181 |
THE ASCENT GROUP, LLC1 year Service code 99 · EIN 86-3001816 | Other Fees | $15,718 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,371 | $56,540-58.7% | $185,851-87.4% | $86,821-73.1% |
| Participation rate | 60.3% | 65.5%-5.2pp | 81.7%-21.4pp | 72.3%-11.9pp |
| Annual return | 14.79% | 118.20%-103.4pp | 122.11%-107.3pp | 97.94%-83.1pp |
| Employer contribution / active EE | $2,034 | $1,844+10.3% | $5,168-60.6% | $2,406-15.5% |
| Participant deferral / active EE | $701 | $2,555-72.6% | $5,569-87.4% | $4,132-83.0% |
| Admin fee / account holder | $144 | $150-3.6% | $16,245-99.1% | $170-14.9% |