Filed August 31, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES AND ASSOCIATES, INC. Service code 50 P.O. BOX 23641 · ST. PETERSBURG, FL 33742 | Direct Payment | $47,341 |
NEWPORT GROUP, INC.3 years Service code 15 · EIN 27-2037969 | Recordkeeping | $30,471 |
WITHUMSMITH+BROWN, PC1 year Filed as: BROWN, EDWARDS & COMPANUY LLP Service code 10 2215 LANGHORNE RD · LYNCHBURG, VA 24501 | Accounting | $6,000 |
RELIANCE TRUST COMPANY4+ years Service code 19 · EIN 58-1428634 | Securities Custodian | $5,093 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,682 | $56,443+0.4% | $83,848-32.4% | $55,725+1.7% |
| Participation rate | 63.4% | 72.0%-8.6pp | 76.1%-12.7pp | 70.9%-7.4pp |
| Annual return | -6.52% | 393.67%-400.2pp | 850.88%-857.4pp | 244.93%-251.5pp |
| Employer contribution / active EE | $829 | $2,682-69.1% | $3,631-77.2% | $2,078-60.1% |
| Participant deferral / active EE | $2,870 | $2,965-3.2% | $4,082-29.7% | $3,356-14.5% |
| Admin fee / account holder | $179 | $156+14.4% | $5,478-96.7% | $115+55.2% |