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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Finders' fees / pl... | $50,144 |
MMA SECURITIES LLC1 year Filed as: MMC SECURITIES LLC Service code 16 · EIN 06-1685865 | Consulting | $39,375 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,853 | $41,281+8.7% | $109,313-59.0% | $57,658-22.2% |
| Participation rate | 55.9% | 59.3%-3.4pp | 71.3%-15.4pp | 70.2%-14.3pp |
| Annual return | 10.43% | 8.97%+1.5pp | 22.07%-11.6pp | 5.13%+5.3pp |
| Employer contribution / active EE | $0 | $1,201-100.0% | $3,892-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $3,691 | $2,223+66.0% | $3,166+16.6% | $3,061+20.6% |
| Admin fee / account holder | $354 | $75+370.1% | $5,666-93.8% | $95+274.2% |