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| Provider | Service type | Compensation |
|---|---|---|
EAGLESTONE WEALTH MANAGEMENT9+ years Service code 22 11 NORTH WASHINGTON ST · ROCKVILLE, MD 20850 | Insurance Broker | $24,594 |
Service code 37 · EIN 04-2647786 | Loan Processing | $18,375 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $7,174 |
Service code 15 · EIN 62-1038805 | Recordkeeping | $3,037 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,623 | $76,696-11.8% | $96,515-29.9% | $71,511-5.4% |
| Participation rate | 48.4% | 66.6%-18.2pp | 74.3%-25.9pp | 67.9%-19.5pp |
| Annual return | 17.52% | 48.32%-30.8pp | 35.73%-18.2pp | 28.86%-11.3pp |
| Employer contribution / active EE | $1,650 | $3,032-45.6% | $3,740-55.9% | $2,589-36.3% |
| Participant deferral / active EE | $3,786 | $3,770+0.4% | $4,880-22.4% | $4,291-11.8% |
| Admin fee / account holder | $451 | $2,030-77.8% | $6,735-93.3% | $1,588-71.6% |