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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $34,840 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $20,226 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,198 | $80,781-0.7% | $102,437-21.7% | $74,478+7.7% |
| Participation rate | 48.8% | 65.7%-16.8pp | 74.5%-25.7pp | 67.2%-18.4pp |
| Annual return | 12.27% | 27.58%-15.3pp | 24.95%-12.7pp | 1370.56%-1358.3pp |
| Employer contribution / active EE | $2,063 | $3,160-34.7% | $3,871-46.7% | $2,626-21.4% |
| Participant deferral / active EE | $3,991 | $3,862+3.3% | $5,060-21.1% | $4,350-8.3% |
| Admin fee / account holder | $463 | $2,372-80.5% | $8,388-94.5% | $1,946-76.2% |