Filed April 23, 2021 (most recent of 6 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.4+ years Filed as: STRATEGIC ADVISORS, INC Service code 27 · EIN 04-2654524 | Advisory (Plan) | $551,489 |
Filed as: KESTRA ADVISORY SERVICES, INC. Service code 16 · EIN 35-2552359 | Consulting | $97,500 |
Service code 60 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,443 | $46,969+52.1% | $154,110-53.6% | $73,367-2.6% |
| Participation rate | 61.3% | 72.4%-11.1pp | 83.0%-21.7pp | 69.5%-8.1pp |
| Annual return | -5.14% | 821.68%-826.8pp | 735.22%-740.4pp | 173.45%-178.6pp |
| Employer contribution / active EE | $1,267 | $1,723-26.5% | $5,298-76.1% | $2,499-49.3% |
| Participant deferral / active EE | $4,270 | $3,162+35.0% | $5,081-16.0% | $4,033+5.9% |
| Admin fee / account holder | $8 | $47-83.6% | $13,412-99.9% | $68-88.8% |