Filed November 28, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $55,454 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $50,736 |
APRIO LLP2 years Service code 10 · EIN 57-1157523 | Accounting | $19,425 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,448 | $101,672+9.6% | $147,117-24.2% | $74,478+49.6% |
| Participation rate | 65.5% | 75.5%-10.0pp | 82.2%-16.7pp | 67.2%-1.7pp |
| Annual return | 13.08% | 8757.83%-8744.7pp | 420.54%-407.5pp | 1370.56%-1357.5pp |
| Employer contribution / active EE | $1,667 | $3,813-56.3% | $4,932-66.2% | $2,626-36.5% |
| Participant deferral / active EE | $7,978 | $7,305+9.2% | $8,065-1.1% | $4,350+83.4% |
| Admin fee / account holder | $458 | $1,753-73.9% | $12,993-96.5% | $1,946-76.4% |