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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $39,316 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $25,939 |
ADP BROKER-DEALER8 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,488 | $82,879-75.3% | $96,576-78.8% | $67,986-69.9% |
| Participation rate | 81.7% | 75.2%+6.6pp | 81.4%+0.3pp | 57.2%+24.5pp |
| Annual return | 18.16% | 36.90%-18.7pp | 38.47%-20.3pp | 31.67%-13.5pp |
| Employer contribution / active EE | $2,391 | $2,727-12.3% | $3,553-32.7% | $2,019+18.4% |
| Participant deferral / active EE | $1,446 | $6,976-79.3% | $7,956-81.8% | $3,358-57.0% |
| Admin fee / account holder | $177 | $2,783-93.6% | $11,381-98.4% | $3,203-94.5% |