Filed January 3, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $126,145 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,890 | $58,290+31.9% | $98,442-21.9% | $86,799-11.4% |
| Participation rate | 97.5% | 68.3%+29.2pp | 73.3%+24.2pp | 72.3%+25.2pp |
| Annual return | 15.52% | 43.48%-28.0pp | 1492.73%-1477.2pp | 97.91%-82.4pp |
| Employer contribution / active EE | $4,364 | $2,008+117.4% | $2,960+47.4% | $2,405+81.4% |
| Participant deferral / active EE | $9,617 | $3,152+205.1% | $4,276+124.9% | $4,131+132.8% |
| Admin fee / account holder | $345 | $138+150.2% | $5,949-94.2% | $170+103.2% |