Filings through .
Filed November 8, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $147,614 |
CREATIVE PLANNING LLC4 years Filed as: CREATIVE PLANNING, INC. Service code 27 · EIN 43-1270780 | Advisory (Plan) | $65,000 |
CREATIVE PLANNING LLC3 years Filed as: CREATIVE PLANNING, LLC Service code 26 · EIN 84-4519624 | Advisory (Participants) | $0 |
38 funds of $250K or more; 31 lines in all, holding $111M of the plan's $115M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $55.9M | 50.3% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $9.1M | 8.2% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $7.7M | 6.9% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $7.4M | 6.7% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.6M | 3.2% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $3.3M | 3.0% |
| Pgim Total Rtrn Bnd CIT CL LP Prudential (PGIM) · Collective trust | $2.8M | 2.5% |
| Prin LgCp S&P 500Idx SA-NE M Principal · Insurance contract IndexRecordkeeper's own fund | $2.4M | 2.2% |
| JP Morgan US Equity L Fund JPMorgan · Mutual fund | $2.4M | 2.1% |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.6M | 1.5% |
Added 4 funds, dropped 3 funds. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| Share class changePrincipal LifeTime 2035 Trust to Principal LifeTime 2045 Trust | $42.2M to $45.4M |
| DroppedMFS Growth Fund R6 | $2.1M |
| AddedMFS Growth Equity Fund | $1.5M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.