Retirement plan

STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Name: STEPTOE & JOHNSON LLP - STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN (2016) Form 5500
Creator: STEPTOE & JOHNSON LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN, STEPTOE & JOHNSON LLP

STEPTOE & JOHNSON LLPEIN 52-1349790Plan #001PY 2016

1330 CONNECTICUT AVENUE, N.W. - WASHINGTON, DC 200361704202-429-3000steptoe.comLinkedIn1001-5000 employeeslaw practice

Other plans on this EIN

3 filings

#004Retirement-$102.7M assets #006Retirement-$101.5M assets #005Retirement-$22.5M assets

Prospect flagsLow employer contribution

How to read this page

Total assets (EOY)

$180.4M

-6.1% from 2016

Total participants

1,064

+0.3% from 2016

Average account balance

$192,152

+2.0% from 2016

Annual return

9.33%

+2.36 pp from 2016

Benchmarks

See 2,524 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,524 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$455.79M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$409K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,114

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$20.27M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$28K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.44%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$193

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 8 by compensation

Provider	Service type	Compensation
MATRIX TRUST COMPANY2+ years Filed as: MG TRUST COMPANY DBA MATRIX TRUST C Service code 15 · EIN 75-3182674	Recordkeeping	$55,185
LAKE PARTNERS, INC.1 year Service code 26 ATTN ANDREW ROMANELLO · STAMFORD, CT 06905	Advisory (Participants)	$27,163
ATLANTIC TRUST1 year Filed as: ATLANTIC TRUST COMPANY Service code 26 ATTN DEE ANN SCHEDLER · WASHINGTON, DC 20004	Advisory (Participants)	$21,373
MUTUAL SECURITIES INC1 year Filed as: MUTUAL SECURITIES Service code 26 ATTN DENIS RYAN · SCOTTSDALE, AZ 85258	Advisory (Participants)	$7,482
OMEGA PENSIONS INC1 year Filed as: OMEGA WEALTH MANAGEMENT Service code 26 ATTN LISA KIRCHENBAUER · ARLINGTON, VA 22203	Advisory (Participants)	$4,124
O'SULLIVAN ASSOCIATES1 year Filed as: SULLIVAN BRUYETTE SPEROS & BLAYNEY Service code 26 ATTN JEFF PORTER · MCLEAN, VA 22102	Advisory (Participants)	$3,225
MATRIX TRUST COMPANY1 year Service code 62	Float revenue; Soft dollars commissions	$0
TD AMERITRADE, INC.2+ years Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T3B

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

1 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$119K

$141 / participant

Investment mgmt$94K79.6%
Other / not subdivided$24K20.4%

% of EOY assets

0.066%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BDO USA LLP
Auditor EIN: 135381590
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$192,152

$80,177+139.7%

$123,894+55.1%

$57,661+233.2%

Participation rate

85.1%

74.4%+10.6pp

81.4%+3.7pp

70.2%+14.9pp

Annual return

9.33%

17.90%-8.6pp

47.52%-38.2pp

5.13%+4.2pp

Employer contribution / active EE

$2,913-100.0%

$4,617-100.0%

$1,974-100.0%

Participant deferral / active EE

$9,674

$5,130+88.6%

$5,984+61.7%

$3,061+216.1%

Admin fee / account holder

$126

$106+18.8%

$8,357-98.5%

$95+33.6%

Provider

Service type

Compensation

MATRIX TRUST COMPANY2+ years

Filed as: MG TRUST COMPANY DBA MATRIX TRUST C

Service code 15 · EIN 75-3182674

Recordkeeping

$55,185

LAKE PARTNERS, INC.1 year

Service code 26

ATTN ANDREW ROMANELLO · STAMFORD, CT 06905

Advisory (Participants)

$27,163

ATLANTIC TRUST1 year

Filed as: ATLANTIC TRUST COMPANY

Service code 26

ATTN DEE ANN SCHEDLER · WASHINGTON, DC 20004

Advisory (Participants)

$21,373

MUTUAL SECURITIES INC1 year

Filed as: MUTUAL SECURITIES

Service code 26

ATTN DENIS RYAN · SCOTTSDALE, AZ 85258

Advisory (Participants)

$7,482

OMEGA PENSIONS INC1 year

Filed as: OMEGA WEALTH MANAGEMENT

Service code 26

ATTN LISA KIRCHENBAUER · ARLINGTON, VA 22203

Advisory (Participants)

$4,124

O'SULLIVAN ASSOCIATES1 year

Filed as: SULLIVAN BRUYETTE SPEROS & BLAYNEY

Service code 26

ATTN JEFF PORTER · MCLEAN, VA 22102

Advisory (Participants)

$3,225

MATRIX TRUST COMPANY1 year

Service code 62

Float revenue; Soft dollars commissions

TD AMERITRADE, INC.2+ years

Service code 59

Shareholder Servicing

STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion