Filed November 29, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $495,606 |
MERCER3+ years Service code 16 · EIN 61-0736136 | Consulting | $14,659 |
NATIONWIDE3+ years Service code 13 · EIN 31-4156830 | Contract Administrator | $1,222 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $999 |
Filed as: VARIABLE ANNUITY LIFE INSURANCE CO. Service code 13 · EIN 31-4156830 | Contract Administrator | $169 |
LINCOLN NATIONAL CORPORATION3+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $50 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,397 | $48,835-64.4% | $170,442-89.8% | $177,276-90.2% |
| Participation rate | 69.2% | 72.1%-2.9pp | 83.6%-14.4pp | 74.8%-5.7pp |
| Annual return | 18.21% | 19.44%-1.2pp | 205.93%-187.7pp | 21.25%-3.0pp |
| Employer contribution / active EE | $55 | $1,798-97.0% | $5,433-99.0% | $2,479-97.8% |
| Participant deferral / active EE | $2,727 | $2,757-1.1% | $4,939-44.8% | $3,881-29.7% |
| Admin fee / account holder | $47 | $52-8.6% | $13,880-99.7% | $154-69.2% |