Retirement plan

ROBERTS OXYGEN COMPANY, INC. PROFIT SHARING PLAN

Name: ROBERTS OXYGEN COMPANY, INC. - ROBERTS OXYGEN COMPANY, INC. PROFIT SHARING PLAN (2016) Form 5500
Creator: ROBERTS OXYGEN COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROBERTS OXYGEN COMPANY, INC. PROFIT SHARING PLAN, ROBERTS OXYGEN COMPANY, INC.

ROBERTS OXYGEN COMPANY, INC.EIN 52-0822869Plan #002PY 2016

PO BOX 5507 - ROCKVILLE, MD 208550507301-315-9090robertsoxygen.comLinkedIn201-500 employeeswholesale

Other plans on this EIN

1 filing

#003Retirement-$1.3M assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$133.4M

+4.3% from 2015

Total participants

952

-3.7% from 2015

Average account balance

$140,134

+8.4% from 2015

Annual return

6.39%

+6.81 pp from 2015

Benchmarks

See 1,219 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants250-999

Cohort1,219 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$201.11M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$230K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

873

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$9.80M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.45%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$392

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
HERITAGE INVESTORS1 year Filed as: HERTIAGE INVESTORS Service code 27 · EIN 52-1009685	Advisory (Plan)	$116,699
MERRILL LYNCH PIERCE FENNER & SMITH1 year Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 51 · EIN 13-5674085 4 WORLD FINANCIAL CENTER 250 VESEY · NEW YORK, NY 10281	Investment Mgmt Fees	$99,765
THE BANK OF NEW YORK MELLON2+ years Filed as: M&T BANK INSTITUTIONAL SVCS UNIT Service code 52 · EIN 16-0538020 1 MT PLAZA · BUFFALO, NY 14203	Indirect Investment Fees	$42,924

Plan features & details

Pension benefit codes2A2E3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$341K

$613 / participant

Investment mgmt$341K100.0%

% of EOY assets

0.256%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: PHILLIPS & ASSOCIATES, LLC
Auditor EIN: 522009588
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$140,134

$107,378+30.5%

$108,582+29.1%

$57,658+143.0%

Participation rate

100.0%

77.1%+22.9pp

79.6%+20.4pp

70.2%+29.8pp

Annual return

6.39%

12.80%-6.4pp

-51.70%+58.1pp

5.13%+1.3pp

Employer contribution / active EE

$9,802

$1,782+450.2%

$3,758+160.8%

$1,974+396.6%

Participant deferral / active EE

$3,221-100.0%

$4,311-100.0%

$3,061-100.0%

Admin fee / account holder

$358

$108+230.1%

$7,645-95.3%

$95+278.8%

Provider

Service type

Compensation

HERITAGE INVESTORS1 year

Filed as: HERTIAGE INVESTORS

Service code 27 · EIN 52-1009685

Advisory (Plan)

$116,699

MERRILL LYNCH PIERCE FENNER & SMITH1 year

Filed as: MERRILL LYNCH, PIERCE, FENNER AND S

Service code 51 · EIN 13-5674085

4 WORLD FINANCIAL CENTER 250 VESEY · NEW YORK, NY 10281

Investment Mgmt Fees

$99,765

THE BANK OF NEW YORK MELLON2+ years

Filed as: M&T BANK INSTITUTIONAL SVCS UNIT

Service code 52 · EIN 16-0538020

1 MT PLAZA · BUFFALO, NY 14203

Indirect Investment Fees

$42,924

ROBERTS OXYGEN COMPANY, INC. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROBERTS OXYGEN COMPANY, INC. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion